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Detailed Report
KELLI NICOLE PLUMB
Kelli Nicole Oestrike
CRD#: 6442934
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 777 E. EISENHOWER PARKWAY
SUITE 100
ANN ARBOR, MI 48108
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (8 years)
License(s)

State Registrations

B
Arizona 12/17/2018
IA
Michigan 3/21/2017
B
Florida 2/21/2018
B
New Mexico 12/17/2018
B
Illinois 1/10/2019
B
Ohio 2/21/2017
B
Indiana 12/17/2018
B
Rhode Island 8/28/2019
B
Michigan 3/21/2017
B
Wisconsin 12/17/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
777 E. EISENHOWER PARKWAY SUITE 100, ANN ARBOR, MI 48108
Dundee, MI
Registered with this firm since 3/21/2017
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
777 E. EISENHOWER PARKWAY SUITE 100, ANN ARBOR, MI 48108
Dundee, MI
Registered with this firm since 2/21/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.