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Detailed Report
LUCA BARIS EROZER
CRD#: 6441749
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Investment Adviser
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Previous Broker
FISHER INVESTMENTSCRD#: 107342 3109 W MARTIN L KING JR BLVD
STE 600
TAMPA, FL 33607
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2021 (4 years)IAFISHER INVESTMENTS (CRD# 107342)2022 - Present (2 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2016 - 2020 (4 years)
License(s)

State Registrations

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Florida 4/13/2022
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Texas 4/11/2022
Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
3109 W MARTIN L KING JR BLVD STE 600, TAMPA, FL 33607
Registered with this firm since 4/11/2022
Previous Registration(s)
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 08/10/2016 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) BEVERLY HILLS, CA
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 08/10/2016 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) BEVERLY HILLS, CA
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 08/10/2016 - 12/31/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Beverly Hills, CA
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 11/03/2015 - 07/14/2016 STRATEGIC ADVISERS, INC. (CRD#:104555) JACKSONVILLE, FL
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 03/03/2015 - 07/07/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) JACKSONVILLE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.