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Detailed Report
Eric Robert Mohammed
CRD#: 6441435
IA
Investment Adviser
B
Broker
PRINCIPAL ADVISED SERVICESCRD#: 297324 MATTHEWS, NC
PRINCIPAL SECURITIES, INC.CRD#: 1137 MATTHEWS, NC
Registration History
201520162017201820192020202120222023202420252026IAPRINCIPAL ADVISED SERVICES (CRD# 297324)2024 - Present (<1 year)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - 2021 (6 years)
License(s)

State Registrations

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Alabama 4/26/2021
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Montana 4/26/2021
B
Alaska 4/26/2021
B
Nebraska 4/26/2021
B
Arizona 4/26/2021
B
Nevada 4/26/2021
B
Arkansas 4/26/2021
B
New Hampshire 4/26/2021
B
California 4/26/2021
B
New Jersey 4/26/2021
B
Colorado 4/26/2021
B
New Mexico 4/26/2021
B
Connecticut 4/26/2021
B
New York 4/26/2021
B
Delaware 4/26/2021
B
North Carolina 4/26/2021
B
District of Columbia 4/26/2021
IA
North Carolina 5/15/2024
B
Florida 4/26/2021
B
North Dakota 4/26/2021
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Georgia 4/26/2021
B
Ohio 4/26/2021
B
Hawaii 4/26/2021
B
Oklahoma 4/26/2021
B
Idaho 4/26/2021
B
Oregon 4/26/2021
B
Illinois 4/26/2021
B
Pennsylvania 4/26/2021
B
Indiana 4/26/2021
B
Rhode Island 4/26/2021
B
Iowa 4/26/2021
B
South Carolina 4/26/2021
IA
Iowa 5/15/2024
B
South Dakota 4/26/2021
B
Kansas 4/26/2021
B
Tennessee 4/26/2021
B
Kentucky 4/26/2021
B
Texas 4/26/2021
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Louisiana 4/26/2021
B
Utah 4/26/2021
B
Maine 4/26/2021
B
Vermont 4/26/2021
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Maryland 4/26/2021
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Virginia 4/26/2021
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Massachusetts 4/26/2021
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Washington 4/26/2021
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Michigan 4/26/2021
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West Virginia 4/26/2021
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Minnesota 4/26/2021
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Wisconsin 4/26/2021
B
Mississippi 4/26/2021
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Wyoming 4/26/2021
B
Missouri 4/26/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL ADVISED SERVICES (CRD#:297324)
MATTHEWS, NC
Registered with this firm since 5/15/2024
B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
MATTHEWS, NC
Registered with this firm since 4/26/2021
Previous Registration(s)
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B
 02/10/2015 - 04/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.