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ROBERT VINCENT SMITH
CRD#: 6441182
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Wealth Management, NIC
100 Citibank Dr Building 2, Floor 2
San Antonio, TX 78245
Registration History
201520162017201820192020202120222023202420252026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2018 - Present (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2015 - Present (9 years)
Disclosure(s)
View By:
8/2/2024
Judgment / Lien
License(s)

State Registrations

B
California 1/6/2016

B
Massachusetts 1/6/2016

B
Connecticut 1/6/2016

B
Nevada 1/6/2016

B
Delaware 1/13/2017

B
New Jersey 1/6/2016

B
District of Columbia 1/6/2016

B
New York 1/6/2016

B
Florida 1/6/2016

B
Texas 11/12/2015

B
Illinois 1/6/2016

IA
Texas 8/6/2018

B
Maryland 1/6/2016

B
Virginia 1/6/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, NIC 100 Citibank Dr Building 2, Floor 2, San Antonio, TX 78245
San Antonio, TX
Registered with this firm since 8/6/2018

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, NIC 100 Citibank Dr Building 2, Floor 2, San Antonio, TX 78245
San Antonio, TX
Registered with this firm since 8/11/2015

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.