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Detailed Report
ERICA MICHELLE SMITH
CRD#: 6440491
IA
Investment Adviser
B
Broker
AUSDAL FINANCIAL PARTNERS, INC.CRD#: 7995 840 US HWY 1, #450C
NORTH PALM BEACH, FL 33408
Registration History
2015201620172018201920202021202220232024202520263 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2015 - 2024 (9 years)IAAMERICAN PORTFOLIOS ADVISORS, INC (CRD# 112697)2020 - 2024 (4 years)
License(s)

State Registrations

B
Arizona 12/3/2024
B
North Carolina 12/5/2024
B
Florida 12/3/2024
B
Ohio 12/3/2024
IA
Florida 12/10/2024
B
South Carolina 12/3/2024
B
Georgia 12/3/2024
B
Texas 12/3/2024
B
Idaho 12/3/2024
B
Washington 12/3/2024
B
New York 2/11/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AUSDAL FINANCIAL PARTNERS, INC. (CRD#:7995)
840 US HWY 1, #450C, NORTH PALM BEACH, FL 33408
Registered with this firm since 12/10/2024
B
AUSDAL FINANCIAL PARTNERS, INC. (CRD#:7995)
840 US HWY 1, #450C, NORTH PALM BEACH, FL 33408
Registered with this firm since 12/3/2024
Previous Registration(s)
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IA
 10/15/2024 - 12/05/2024 OSAIC ADVISORY SERVICES, LLC (CRD#:171070) NORTH PALM BEACH, FL
B
 10/11/2024 - 12/05/2024 OSAIC WEALTH, INC. (CRD#:23131) NORTH PALM BEACH, FL
IA
 10/11/2024 - 10/11/2024 OSAIC WEALTH, INC. (CRD#:23131) NORTH PALM BEACH, FL
IA
 08/28/2020 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 07/10/2015 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) NORTH PALM BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.