Individual Firm
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WILLIAM HUBERT FITZGERALD
BILLY FITZGERALD
CRD#: 6439385
IA
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STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 100 NORTH TAMPA STREET
SUITE 1750
TAMPA, FL 33602
SUITE 1750
TAMPA, FL 33602
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Disclosures
9
Years of Experience
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State Registrations
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Alabama 4/7/2020
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Missouri 4/7/2020
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Arizona 4/7/2020
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Montana 4/7/2020
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Arkansas 4/1/2022
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Nevada 4/7/2020
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California 4/7/2020
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New Hampshire 4/7/2020
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Colorado 4/7/2020
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New Jersey 4/7/2020
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Connecticut 4/7/2020
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New Mexico 4/7/2020
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Delaware 5/15/2024
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New York 4/7/2020
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District of Columbia 4/5/2023
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North Carolina 4/7/2020
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Florida 7/16/2019
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Ohio 4/7/2020
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Florida 7/17/2019
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Oklahoma 4/7/2020
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Georgia 4/7/2020
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Oregon 4/7/2020
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Idaho 4/7/2020
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Pennsylvania 4/7/2020
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Illinois 2/2/2022
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Puerto Rico 3/5/2024
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Indiana 4/7/2020
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Rhode Island 4/7/2020
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Iowa 4/7/2020
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South Carolina 4/7/2020
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Kansas 4/5/2023
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South Dakota 4/7/2020
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Kentucky 4/7/2020
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Texas 4/7/2020
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Maine 4/7/2020
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Texas 4/7/2020
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Maryland 4/7/2020
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Utah 4/7/2020
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Massachusetts 12/23/2020
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Virginia 4/7/2020
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Michigan 4/7/2020
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Washington 4/7/2020
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Minnesota 4/7/2020
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Wisconsin 4/7/2020
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Mississippi 4/7/2020
SRO Registrations
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IA
Registered with this firm since 7/17/2019
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Registered with this firm since 7/16/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/10/2015 - 01/03/2019 | EAST PEORIA, IL | |
B | 02/18/2015 - 01/03/2019 | EAST PEORIA, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.