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KATY ROSE VOGLER
KATY ROSE HOGAN, KATY HOGAN, Katy R Vogler
CRD#: 6437179
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1901 W Ridge St Ste 5
Marquette, MI 49855
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (1 year)2 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alaska 12/8/2023

IA
Michigan 5/9/2022

B
Arizona 4/3/2023

B
Minnesota 4/3/2023

B
California 5/16/2022

B
Missouri 4/16/2024

B
Colorado 5/16/2022

B
North Carolina 4/3/2023

B
Florida 5/16/2022

B
South Carolina 4/3/2023

B
Georgia 3/7/2023

B
South Dakota 1/18/2024

B
Illinois 4/3/2023

B
Virginia 12/8/2023

B
Indiana 1/17/2024

B
Washington 5/16/2022

B
Michigan 5/9/2022

B
Wisconsin 5/9/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1901 W Ridge St Ste 5, Marquette, MI 49855
902 Razorback Dr Ste 7B, Houghton, MI 49931
Registered with this firm since 5/9/2022

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1901 W Ridge St Ste 5, Marquette, MI 49855
902 Razorback Dr Ste 7B, Houghton, MI 49931
Registered with this firm since 5/9/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2020 - 05/18/2022 LPL FINANCIAL LLC (CRD#:6413) MARQUETTE, MI
B
06/30/2020 - 05/18/2022 LPL FINANCIAL LLC (CRD#:6413) MARQUETTE, MI
IA
01/03/2017 - 07/01/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) MARQUETTE, MI
B
01/03/2017 - 07/01/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) MARQUETTE, MI
IA
07/22/2015 - 09/22/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Marquette, MI
B
03/28/2015 - 09/22/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Marquette, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.