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Detailed Report
SUZANNE GALATOIRE
SUZANNE MICHELE CORNISH, SUZANNE CORNISH, SUZIE CORNISH
CRD#: 6436546
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 FENTON, MO
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - 2016 (<1 year)2 FIRMS2015 - 2017 (1 year)4 FIRMS2017 - Present (7 years)BSCOTTRADE, INC. (CRD# 8206)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Missouri 2/14/2017
IA
Missouri 4/18/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
FENTON, MO
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 6/7/2017
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
FENTON, MO
ONE NORTH JEFFERSON AVENUE H0004-05C, ST. LOUIS, MO 63103
Registered with this firm since 6/7/2017
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
FENTON, MO
Registered with this firm since 4/18/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
FENTON, MO
Registered with this firm since 2/14/2017
Previous Registration(s)
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B
 08/18/2015 - 02/06/2017 CENTURY SECURITIES ASSOCIATES, INC. (CRD#:28218) ST. LOUIS, MO
B
 08/13/2015 - 02/06/2017 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
B
 03/23/2016 - 06/30/2016 STERNE AGEE FINANCIAL SERVICES, INC. (CRD#:18456) BIRMINGHAM, AL
B
 03/23/2016 - 06/30/2016 STERNE, AGEE & LEACH, INC. (CRD#:791) BIRMINGHAM, AL
B
 04/15/2015 - 08/07/2015 SCOTTRADE, INC. (CRD#:8206) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.