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Detailed Report
Cashton Davis Craig
CASHTON CRAIG, Cashton D Craig
CRD#: 6435435
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 8333 Greenway Boulevard
Suite 180
Middleton, WI 53562-3684
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (1 year)2 FIRMS2017 - 2022 (5 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 9/19/2024
B
Minnesota 9/19/2024
B
Arkansas 9/19/2024
B
New York 9/19/2024
B
California 9/19/2024
B
North Carolina 9/19/2024
B
Colorado 9/19/2024
B
Texas 9/19/2024
B
Florida 9/19/2024
B
Wisconsin 4/26/2024
B
Illinois 9/19/2024
IA
Wisconsin 4/26/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8333 Greenway Boulevard Suite 180, Middleton, WI 53562-3684
Registered with this firm since 4/26/2024
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8333 Greenway Boulevard Suite 180, Middleton, WI 53562-3684
Registered with this firm since 4/26/2024
Previous Registration(s)
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B
 11/04/2022 - 04/03/2024 LPL FINANCIAL LLC (CRD#:6413) MADISON, WI
IA
 11/04/2022 - 01/31/2024 OMNI FINANCIAL LLC (CRD#:314670) MADISON, WI
IA
 02/02/2017 - 11/29/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MADISON, WI
B
 02/02/2017 - 11/29/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MADISON, WI
IA
 11/04/2022 - 11/08/2022 LPL FINANCIAL LLC (CRD#:6413) MADISON, WI
IA
 03/16/2015 - 05/27/2016 EDWARD JONES (CRD#:250) VERONA, WI
B
 02/25/2015 - 05/27/2016 EDWARD JONES (CRD#:250) VERONA, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.