• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Michael James Roberts
CRD#: 6433967
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 600 Portland Ave S
MINNEAPOLIS, MN 55415
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2018 - 2019 (<1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2015 - 2018 (3 years)
License(s)

State Registrations

B
Minnesota 6/22/2021

IA
Minnesota 6/22/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
600 Portland Ave S, MINNEAPOLIS, MN 55415
Minneapolis, MN
Registered with this firm since 6/22/2021

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
600 Portland Ave S, MINNEAPOLIS, MN 55415
Minneapolis, MN
Registered with this firm since 6/22/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/15/2019 - 06/15/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Minneapolis, MN
B
03/26/2019 - 06/15/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) MINNEAPOLIS, MN
B
08/20/2018 - 03/05/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) MINNEAPOLIS, MN
B
02/25/2015 - 08/24/2018 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.