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Detailed Report
Lance Baxter
LANCE BAXTER
CRD#: 6433487
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 15331 W BELL RD SUITE 320
SURPRISE, AZ 85374-4102
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 9/28/2022
B
New Jersey 1/2/2025
B
Alaska 1/2/2025
B
Oklahoma 3/10/2017
B
Arizona 5/26/2015
B
Oregon 12/16/2015
IA
Arizona 5/26/2015
B
South Carolina 12/3/2024
B
California 6/22/2015
B
Texas 10/23/2015
B
Florida 6/25/2021
IA
Texas 12/4/2018
B
Maine 10/9/2024
B
Utah 5/23/2017
B
Massachusetts 12/20/2021
B
Washington 9/5/2017
B
Michigan 12/2/2020
B
Wisconsin 6/28/2019
B
Missouri 3/9/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
15331 W BELL RD SUITE 320, SURPRISE, AZ 85374-4102
Registered with this firm since 5/26/2015
B
EDWARD JONES (CRD#:250)
15331 W BELL RD SUITE 320, SURPRISE, AZ 85374-4102
Registered with this firm since 3/10/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.