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COLBY SIMON SHERMAN
CRD#: 6433343
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4601 TOUCHTON RD EAST, BLDG 400
JACKSONVILLE, FL 32246
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 5200 N. TAMIAMI TRAIL
SUITES 103, 201 - 204
NAPLES, FL 34103
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2019 - 2020 (1 year)2 FIRMS2020 - Present (4 years)BCOLUMBIA MANAGEMENT INVESTMENT... (CRD# 840)2016 - 2017 (<1 year)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 107622)2015 - 2016 (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2015 - 2015 (<1 year)IACOLUMBIA MANAGEMENT INVESTMENT... (CRD# 108257)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Alabama 8/19/2020

B
Montana 8/19/2020

B
Alaska 8/19/2020

B
Nebraska 8/19/2020

B
Arizona 8/19/2020

B
Nevada 8/19/2020

B
Arkansas 8/19/2020

B
New Hampshire 8/19/2020

B
California 8/19/2020

B
New Jersey 8/19/2020

B
Colorado 8/19/2020

B
New Mexico 8/19/2020

B
Connecticut 8/19/2020

B
New York 8/19/2020

B
Delaware 8/19/2020

B
North Carolina 8/19/2020

B
District of Columbia 8/19/2020

B
North Dakota 8/19/2020

B
Florida 7/28/2020

B
Ohio 8/20/2020

IA
Florida 9/3/2020

B
Oklahoma 8/19/2020

B
Georgia 8/19/2020

B
Oregon 8/19/2020

B
Hawaii 8/19/2020

B
Pennsylvania 8/19/2020

B
Idaho 8/19/2020

B
Puerto Rico 8/19/2020

B
Illinois 8/19/2020

B
Rhode Island 8/19/2020

B
Indiana 8/19/2020

B
South Carolina 8/19/2020

B
Iowa 8/19/2020

B
South Dakota 8/19/2020

B
Kansas 8/19/2020

B
Tennessee 8/19/2020

B
Kentucky 8/19/2020

B
Texas 8/19/2020

B
Louisiana 8/19/2020

IA
Texas 8/23/2020

B
Maine 8/19/2020

B
Utah 8/19/2020

B
Maryland 8/19/2020

B
Vermont 8/19/2020

B
Massachusetts 8/19/2020

B
Virginia 8/19/2020

B
Michigan 8/19/2020

B
Washington 8/19/2020

B
Minnesota 8/19/2020

B
West Virginia 8/19/2020

B
Mississippi 8/19/2020

B
Wisconsin 8/19/2020

B
Missouri 8/19/2020

B
Wyoming 8/19/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL 32246
Registered with this firm since 8/23/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
5200 N. TAMIAMI TRAIL SUITES 103, 201 - 204, NAPLES, FL 34103
BONITA SPRINGS, FL
Registered with this firm since 7/28/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/02/2019 - 07/16/2020 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Jacksonville, FL
B
05/01/2019 - 07/16/2020 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) JACKSONVILLE, FL
IA
01/18/2017 - 06/02/2017 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257) BOSTON, MA
B
10/14/2016 - 06/02/2017 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840) BOSTON, MA
B
07/22/2015 - 09/26/2016 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:107622) CHARLOTTE, NC
B
05/27/2015 - 06/09/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MANCHESTER, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.