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Philip Burdette Francois
Phil Francois, Philip Francois
CRD#: 6432808
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Investment Adviser
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Previous Broker
NECTARINECRD#: 327155 Salinas, KS
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2020 (5 years)IANECTARINE (CRD# 327155)2024 - Present (<1 year)IAFOUNDATION WEALTH PLANNING (CRD# 313197)2021 - Present (3 years)
License(s)

State Registrations

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California 1/30/2025

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Texas 4/9/2024

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Kansas 6/24/2021

Current Registration(s)
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NECTARINE (CRD#:327155)
Salinas, KS
Registered with this firm since 4/9/2024

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FOUNDATION WEALTH PLANNING (CRD#:313197)
2035 E IRON AVE SUITE #2, SALINA, KS 67401
Registered with this firm since 6/24/2021

Previous Registration(s)
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02/23/2015 - 09/18/2020 EDWARD JONES (CRD#:250) KANSAS CITY, MO
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02/04/2015 - 09/18/2020 EDWARD JONES (CRD#:250) KANSAS CITY, MO
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.