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Detailed Report
HALLIE ELIZABETH KRAUS
HALLIE KRAUS
CRD#: 6432713
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Investment Adviser
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Previous Broker
TREEHOUSE WEALTH ADVISORSCRD#: 292016 220 Montgomery Street
Suite 1850
San Francisco, CA 94104
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (2 years)IATREEHOUSE WEALTH ADVISORS (CRD# 292016)2025 - Present (<1 year)IATHE HUMPHREYS GROUP (CRD# 132415)2020 - 2025 (4 years)
License(s)

State Registrations

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California 2/5/2025
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Texas 2/5/2025
Current Registration(s)
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TREEHOUSE WEALTH ADVISORS (CRD#:292016)
220 Montgomery Street Suite 1850, San Francisco, CA 94104
Registered with this firm since 2/5/2025
Previous Registration(s)
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 03/03/2020 - 01/16/2025 THE HUMPHREYS GROUP (CRD#:132415) SAN FRANCISCO, CA
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 04/23/2015 - 04/25/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MILL VALLEY, CA
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 03/17/2015 - 04/25/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MILL VALLEY, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.