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NICHOLAS ETHAN RAFFIN
Nicholas E Raffin
CRD#: 6430877
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Investment Adviser
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Previous Broker
THE RAFFIN GROUP LLCCRD#: 310270 LOS ALTOS HILLS, CA
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - 2020 (4 years)IATHE RAFFIN GROUP LLC (CRD# 310270)2020 - Present (4 years)BLAMPERT CAPITAL MARKETS INC. (CRD# 103725)2015 - 2015 (<1 year)
License(s)

State Registrations

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California 9/9/2020

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New York 10/6/2021

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New Jersey 10/15/2021

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Texas 2/17/2023

Current Registration(s)
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THE RAFFIN GROUP LLC (CRD#:310270)
LOS ALTOS HILLS, CA
Registered with this firm since 9/9/2020

Previous Registration(s)
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03/21/2016 - 09/08/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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01/28/2016 - 09/08/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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03/13/2015 - 12/17/2015 LAMPERT CAPITAL MARKETS INC. (CRD#:103725) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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