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Detailed Report
ANTHONY J COLUNGA
Anthony J Colunga, Anthony Colunga
CRD#: 6430798
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 1250 S. Capital of Texas Hwy
Suite 1-500
AUSTIN, TX 78746
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BBBVA SECURITIES INC. (CRD# 27060)2015 - 2018 (3 years)
Disclosure(s)
View By:
7/22/2001
Criminal
Final Disposition
License(s)

State Registrations

B
California 8/1/2023
IA
Pennsylvania 8/1/2023
IA
California 8/1/2023
B
Tennessee 6/21/2023
B
Florida 9/14/2023
B
Texas 6/21/2023
IA
Florida 9/14/2023
IA
Texas 6/21/2023
B
Massachusetts 6/20/2023
B
Utah 6/21/2023
IA
Massachusetts 8/1/2023
IA
Utah 6/21/2023
IA
North Carolina 6/21/2023
B
Washington 6/21/2023
B
North Carolina 6/27/2023
IA
Washington 6/21/2023
B
Pennsylvania 8/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
1250 S. Capital of Texas Hwy Suite 1-500, AUSTIN, TX 78746
Houston, TX
Registered with this firm since 6/21/2023
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
1250 S. Capital of Texas Hwy Suite 1-500, AUSTIN, TX 78746
Houston, TX
Registered with this firm since 6/20/2023
Previous Registration(s)
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IA
 05/27/2020 - 05/09/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) HOUSTON, TX
B
 04/30/2020 - 05/09/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) HOUSTON, TX
IA
 09/25/2018 - 09/16/2019 MORGAN STANLEY (CRD#:149777) PHILADELPHIA, PA
B
 08/27/2018 - 09/16/2019 MORGAN STANLEY (CRD#:149777) PHILADELPHIA, PA
B
 03/16/2015 - 06/25/2018 BBVA SECURITIES INC. (CRD#:27060) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.