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Detailed Report
Siara Charrel Montgomery
SIARA CHARREL MONTGOMERY, Siara Montgomery
CRD#: 6430492
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 O' Fallon, MO
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2020 - 2021 (1 year)2 FIRMS2022 - Present (3 years)BEDWARD JONES (CRD# 250)2017 - 2020 (2 years)BSCOTTRADE, INC. (CRD# 8206)2015 - 2017 (2 years)IAEDWARD JONES (CRD# 250)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Missouri 1/3/2022
IA
Missouri 1/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
O' Fallon, MO
Registered with this firm since 1/3/2022
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
O' Fallon, MO
Registered with this firm since 1/3/2022
Previous Registration(s)
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IA
 02/05/2020 - 12/03/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST LOUIS, MO
B
 02/05/2020 - 12/03/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
IA
 11/12/2019 - 01/23/2020 EDWARD JONES (CRD#:250) ST LOUIS, MO
B
 09/29/2017 - 01/23/2020 EDWARD JONES (CRD#:250) ST LOUIS, MO
B
 06/03/2015 - 09/27/2017 SCOTTRADE, INC. (CRD#:8206) ST LOUIS, MO
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www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.