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Detailed Report
STEPHEN J ROHM
CRD#: 6430170
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 525 WILLIAM PENN PLACE
PITTSBURGH, PA 15219
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2021 (6 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 11/2/2021
B
Montana 11/2/2021
IA
Alabama 11/2/2021
IA
Montana 11/4/2021
B
Alaska 11/2/2021
B
Nebraska 11/2/2021
IA
Alaska 11/2/2021
IA
Nebraska 11/5/2021
B
Arizona 11/2/2021
B
Nevada 11/2/2021
IA
Arizona 11/12/2021
IA
Nevada 11/18/2021
B
Arkansas 11/2/2021
B
New Hampshire 5/24/2021
IA
Arkansas 11/2/2021
IA
New Hampshire 6/1/2021
B
California 11/2/2021
B
New Jersey 5/24/2021
IA
California 11/2/2021
IA
New Jersey 5/25/2021
B
Colorado 11/2/2021
B
New Mexico 11/2/2021
IA
Colorado 11/2/2021
IA
New Mexico 11/3/2021
B
Connecticut 5/24/2021
B
New York 5/24/2021
IA
Connecticut 5/24/2021
IA
New York 6/7/2021
B
Delaware 5/24/2021
B
North Carolina 11/2/2021
IA
Delaware 5/26/2021
IA
North Carolina 11/2/2021
B
District of Columbia 11/2/2021
B
North Dakota 11/2/2021
B
Florida 5/24/2021
IA
North Dakota 11/9/2021
IA
Florida 5/25/2021
B
Ohio 5/24/2021
B
Georgia 11/2/2021
IA
Ohio 5/25/2021
IA
Georgia 11/3/2021
B
Oklahoma 11/2/2021
B
Hawaii 11/2/2021
IA
Oklahoma 11/2/2021
IA
Hawaii 11/2/2021
B
Oregon 11/2/2021
B
Idaho 11/2/2021
IA
Oregon 11/2/2021
IA
Idaho 11/2/2021
B
Pennsylvania 5/24/2021
B
Illinois 11/2/2021
IA
Pennsylvania 5/24/2021
IA
Illinois 11/2/2021
B
Puerto Rico 11/2/2021
B
Indiana 11/2/2021
B
Rhode Island 5/24/2021
IA
Indiana 11/2/2021
IA
Rhode Island 5/25/2021
B
Iowa 11/2/2021
B
South Carolina 11/2/2021
IA
Iowa 11/2/2021
IA
South Carolina 11/2/2021
B
Kansas 11/2/2021
B
South Dakota 11/2/2021
IA
Kansas 11/2/2021
IA
South Dakota 12/1/2021
B
Kentucky 11/2/2021
B
Tennessee 6/14/2023
IA
Kentucky 11/2/2021
B
Texas 11/2/2021
B
Louisiana 11/2/2021
IA
Texas 11/2/2021
IA
Louisiana 11/2/2021
B
Utah 11/2/2021
B
Maine 11/2/2021
IA
Utah 11/4/2021
IA
Maine 11/2/2021
B
Vermont 5/24/2021
B
Maryland 11/2/2021
IA
Vermont 5/24/2021
IA
Maryland 11/2/2021
B
Virginia 11/2/2021
B
Massachusetts 5/24/2021
IA
Virginia 11/2/2021
B
Michigan 5/24/2021
B
Washington 11/2/2021
IA
Michigan 5/27/2021
IA
Washington 11/2/2021
B
Minnesota 11/2/2021
B
West Virginia 11/2/2021
IA
Minnesota 11/2/2021
IA
West Virginia 11/5/2021
B
Mississippi 11/2/2021
B
Wisconsin 11/2/2021
IA
Mississippi 11/2/2021
IA
Wisconsin 11/2/2021
B
Missouri 11/2/2021
B
Wyoming 11/2/2021
IA
Missouri 11/2/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
525 WILLIAM PENN PLACE, PITTSBURGH, PA 15219
Registered with this firm since 5/24/2021
B
CITIZENS SECURITIES, INC. (CRD#:39550)
525 WILLIAM PENN PLACE, PITTSBURGH, PA 15219
Registered with this firm since 5/24/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/24/2015 - 05/18/2021 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
B
 03/12/2015 - 05/18/2021 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.