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BRIAN DAVIS BUTLER
Brian Davis Butler, Brian Butler
CRD#: 6429682
IA
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TRUIST ADVISORY SERVICES, INC.CRD#: 283390 200 W VINE STREET
SUITE 200
LEXINGTON, KY 40507
SUITE 200
LEXINGTON, KY 40507
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 400 E MAIN ST
WARSAW, KY 41095
WARSAW, KY 41095
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Disclosures
10
Years of Experience
View By:
State Registrations
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Alabama 2/17/2021
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North Carolina 2/17/2021
B
California 2/17/2021
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Ohio 2/17/2021
B
Colorado 5/1/2023
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Ohio 12/14/2021
B
Delaware 1/6/2025
B
Oregon 2/17/2021
B
Florida 2/17/2021
B
Pennsylvania 2/17/2021
B
Indiana 2/17/2021
B
South Carolina 2/17/2021
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Kentucky 2/17/2021
B
Tennessee 2/17/2021
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Kentucky 3/2/2021
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Texas 9/21/2022
B
Michigan 1/6/2025
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Virginia 2/17/2021
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New Mexico 10/24/2023
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West Virginia 1/6/2025
SRO Registrations
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Registered with this firm since 3/2/2021
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Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/06/2019 - 03/02/2021 | RICHMOND, VA | |
B | 02/06/2019 - 02/17/2021 | RICHMOND, VA | |
IA | 04/17/2015 - 01/31/2019 | RICHMOND, KY | |
B | 02/04/2015 - 01/31/2019 | RICHMOND, KY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.