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NICHOLAS ALAN RUOTOLO
NICK ALAN RUOTOLO
CRD#: 6427899
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3000 EXECUTIVE PARKWAY
SUITE 400
SAN RAMON, CA 94583
Registration History
201620172018201920202021202220232024202520262 FIRMS2025 - Present (<1 year)BOSAIC FA, INC. (CRD# 3978)2016 - 2025 (8 years)IAOSAIC FA, INC. (CRD# 3978)2018 - 2025 (6 years)
License(s)

State Registrations

B
Alabama 1/24/2025

B
Nevada 1/24/2025

B
Arizona 1/24/2025

B
New Hampshire 1/24/2025

B
California 1/24/2025

B
North Carolina 1/24/2025

IA
California 1/24/2025

B
Oregon 1/24/2025

B
Colorado 1/24/2025

B
Tennessee 1/24/2025

B
Florida 1/24/2025

B
Texas 1/24/2025

B
Minnesota 1/24/2025

IA
Texas 1/24/2025

B
Montana 1/24/2025

B
Washington 1/24/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3000 EXECUTIVE PARKWAY SUITE 400, SAN RAMON, CA 94583
Registered with this firm since 1/24/2025

B
OSAIC WEALTH, INC. (CRD#:23131)
3000 EXECUTIVE PARKWAY SUITE 400, SAN RAMON, CA 94583
Registered with this firm since 1/24/2025

Previous Registration(s)
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IA
06/12/2018 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SAN RAMON, CA
B
09/26/2016 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SAN RAMON, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.