Individual Firm
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JUSTIN J GRIFFIN
JUSTIN JOHN GRIFFIN, Justin Griffin
CRD#: 6426586
IA
B
MORGAN STANLEYCRD#: 149777 4350 La Jolla Village Drive
Suite 1000
San Diego, CA 92122
Suite 1000
San Diego, CA 92122
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Arizona 11/16/2017
B
Minnesota 1/19/2021
B
California 11/16/2017
B
Montana 12/14/2017
IA
California 11/16/2017
B
Nevada 9/13/2019
B
District of Columbia 2/14/2023
B
New Hampshire 3/9/2021
B
Florida 1/19/2022
B
New York 2/14/2023
B
Hawaii 4/16/2020
B
North Carolina 11/16/2017
B
Idaho 8/14/2019
B
Oregon 12/12/2018
B
Indiana 6/8/2022
B
Pennsylvania 4/24/2020
B
Kentucky 11/16/2017
B
Texas 11/16/2017
B
Louisiana 7/12/2023
IA
Texas 11/16/2017
B
Maine 4/24/2020
B
Utah 1/13/2023
B
Maryland 1/23/2024
B
Washington 4/28/2020
B
Michigan 4/24/2020
B
Wisconsin 4/24/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/16/2017
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Registered with this firm since 11/16/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/16/2015 - 09/20/2017 | SAN DIEGO, CA | |
B | 10/16/2015 - 09/20/2017 | SAN DIEGO, CA | |
IA | 02/17/2015 - 09/04/2015 | SAN DIEGO, CA | |
B | 01/20/2015 - 09/04/2015 | SAN DIEGO, CA |
SAN DIEGO, CA
10/16/2015 - 09/20/2017
SAN DIEGO, CA
10/16/2015 - 09/20/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.