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Detailed Report
JOHN MALCOLM NOBLE
CRD#: 6422695
IA
Investment Adviser
B
Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 4000 LEGATO ROAD
8TH FLOOR
FAIRFAX, VA 22033
Registration History
201520162017201820192020202120222023202420252026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2022 - Present (3 years)BEF LEGACY SECURITIES, LLC (CRD# 269923)2018 - 2018 (<1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2015 - 2017 (2 years)
License(s)

State Registrations

IA
District of Columbia 2/18/2022
IA
Virginia 2/14/2022
Current Registration(s)
IA
EDELMAN FINANCIAL ENGINES (CRD#:104510)
4000 LEGATO ROAD 8TH FLOOR, FAIRFAX, VA 22033
WASHINGTON, DC
Registered with this firm since 2/14/2022
Previous Registration(s)
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B
 07/09/2018 - 10/31/2018 EF LEGACY SECURITIES, LLC (CRD#:269923) FAIRFAX, VA
B
 02/26/2015 - 08/07/2017 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.