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JON HOLMAN MOORES III
Holman Moores, Jon Holman Moores III
CRD#: 6421974
IA
Investment Adviser
B
Broker
ASCENSION CAPITAL ADVISORS, INC.CRD#: 109518 4900 WOODWAY DRIVE
SUITE 1150
HOUSTON, TX 77056
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 4900 WOODWAY
SUITE 1150
HOUSTON, TX 77056
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2024 - Present (1 year)BPRIVATE CLIENT SERVICES, LLC (CRD# 120222)2023 - 2024 (<1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2015 - 2023 (8 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2017 - 2023 (6 years)
License(s)

State Registrations

IA
Texas 1/24/2024

B
Texas 2/6/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ASCENSION CAPITAL ADVISORS, INC. (CRD#:109518)
4900 WOODWAY DRIVE SUITE 1150, HOUSTON, TX 77056
Registered with this firm since 1/24/2024

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
4900 WOODWAY SUITE 1150, HOUSTON, TX 77056
Registered with this firm since 2/6/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/02/2023 - 01/30/2024 PRIVATE CLIENT SERVICES, LLC (CRD#:120222) Dallas, TX
IA
02/01/2017 - 10/04/2023 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DALLAS, TX
B
01/26/2015 - 10/04/2023 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.