Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
AARON PAGLIA
CRD#: 6421901
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 90 WOODBRIDGE CENTER DRIVE
7TH FLOOR
WOODBRIDGE, NJ 07095
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)
Disclosure(s)
View By:
8/1/2018
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/19/2018
IA
Michigan 4/12/2024
IA
California 1/22/2018
B
New Hampshire 3/3/2025
B
Colorado 5/8/2017
IA
New Hampshire 3/5/2025
IA
Colorado 5/10/2017
B
New Jersey 1/1/2015
B
Connecticut 5/11/2017
IA
New Jersey 6/22/2015
IA
Connecticut 5/17/2017
B
New York 9/29/2016
B
Delaware 10/19/2018
IA
New York 5/18/2021
IA
Delaware 11/5/2018
B
North Carolina 2/28/2022
B
Florida 7/28/2021
IA
North Carolina 3/7/2022
IA
Florida 7/30/2021
B
Pennsylvania 12/1/2016
B
Georgia 3/26/2018
IA
Pennsylvania 5/23/2017
IA
Georgia 1/26/2021
B
South Carolina 7/28/2017
B
Illinois 6/8/2022
IA
South Carolina 8/3/2017
IA
Illinois 6/21/2022
B
Texas 1/4/2022
B
Louisiana 7/10/2019
IA
Texas 1/6/2022
B
Massachusetts 3/20/2018
B
Virginia 8/13/2021
B
Michigan 4/10/2024
IA
Virginia 8/24/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
90 WOODBRIDGE CENTER DRIVE 7TH FLOOR, WOODBRIDGE, NJ 07095
BRADLEY BEACH, NJ
Registered with this firm since 6/22/2015
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
90 WOODBRIDGE CENTER DRIVE 7TH FLOOR, WOODBRIDGE, NJ 07095
BRADLEY BEACH, NJ
Registered with this firm since 1/1/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.