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Detailed Report
ERIC Oscar ZELTNER
ERIC ZELTNER
CRD#: 6421689
IA
Investment Adviser
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Previous Broker
CW ADVISORS, LLCCRD#: 310873 308 E LANCASTER AVE
3RD FLOOR
WYNNEWOOD, PA 19096
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2019 (4 years)2 FIRMS2019 - 2020 (1 year)IACW ADVISORS, LLC (CRD# 310873)2023 - Present (1 year)BMAINLINE SECURITIES LLC (CRD# 173648)2022 - 2023 (1 year)IAMAINLINE PRIVATE WEALTH, LLC (CRD# 159295)2020 - 2023 (3 years)
License(s)

State Registrations

IA
Pennsylvania 9/27/2023
Current Registration(s)
IA
CW ADVISORS, LLC (CRD#:310873)
308 E LANCASTER AVE 3RD FLOOR, WYNNEWOOD, PA 19096
Registered with this firm since 9/27/2023
Previous Registration(s)
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 08/25/2020 - 09/28/2023 MAINLINE PRIVATE WEALTH, LLC (CRD#:159295) WYNNEWOOD, PA
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 07/18/2022 - 09/15/2023 MAINLINE SECURITIES LLC (CRD#:173648) WYNNEWOOD, PA
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 03/29/2019 - 08/31/2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) FLORHAM PARK, NJ
B
 03/29/2019 - 08/31/2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) FLORHAM PARK, NJ
IA
 02/18/2015 - 04/02/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORHAM PARK, NJ
B
 01/16/2015 - 04/02/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORHAM PARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.