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Detailed Report
DANIEL AVILES JR
DANIEL AVILES
CRD#: 6420173
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 Rio Rancho, NM
Registration History
201520162017201820192020202120222023202420252026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2019 - Present (5 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2015 - Present (10 years)
License(s)

State Registrations

B
Alaska 3/30/2015
B
Minnesota 3/30/2015
B
Arizona 3/30/2015
B
Missouri 3/30/2015
IA
Arizona 7/10/2020
B
Montana 3/30/2015
B
Arkansas 2/28/2018
B
Nebraska 3/30/2015
IA
Arkansas 10/12/2023
B
New Mexico 3/30/2015
B
Florida 7/1/2016
IA
New Mexico 11/12/2019
IA
Florida 8/12/2021
B
North Dakota 3/30/2015
B
Hawaii 3/30/2015
B
Ohio 2/26/2016
B
Idaho 3/30/2015
B
Oregon 3/30/2015
B
Illinois 3/30/2015
B
South Dakota 3/30/2015
B
Indiana 3/30/2015
B
Texas 3/2/2015
B
Iowa 3/30/2015
IA
Texas 11/10/2019
B
Kansas 3/30/2015
B
Washington 3/30/2015
B
Kentucky 3/30/2015
B
Wisconsin 3/30/2015
B
Michigan 3/30/2015
B
Wyoming 3/30/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
Rio Rancho, NM
Registered with this firm since 11/10/2019
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
Rio Rancho, NM
Registered with this firm since 3/2/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.