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Detailed Report
EVAN MCGRATH
CRD#: 6419656
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 720 E Broward Blvd
FORT LAUDERDALE, FL 33301
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - 2017 (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2015 - 2016 (1 year)
Disclosure(s)
View By:
8/17/2013
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 5/24/2023
B
Michigan 4/3/2023
B
California 6/13/2018
B
Montana 8/5/2024
B
Connecticut 4/25/2022
B
Nevada 2/24/2025
B
Florida 6/18/2018
B
New York 8/26/2022
IA
Florida 6/18/2018
B
North Carolina 8/9/2022
B
Georgia 5/13/2022
B
Pennsylvania 4/3/2025
B
Illinois 3/19/2024
B
Texas 6/29/2022
B
Kentucky 5/19/2023
IA
Texas 7/14/2022
B
Louisiana 3/31/2023
B
Washington 4/9/2024
B
Maryland 6/8/2023
B
Wisconsin 4/26/2022
B
Massachusetts 6/28/2022
B
Wyoming 4/11/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
720 E Broward Blvd, FORT LAUDERDALE, FL 33301
Registered with this firm since 6/18/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
720 E Broward Blvd, FORT LAUDERDALE, FL 33301
Registered with this firm since 6/13/2018
Previous Registration(s)
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IA
 03/27/2017 - 06/05/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BOCA RATON, FL
B
 03/24/2017 - 06/05/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BOCA RATON, FL
B
 08/15/2016 - 02/22/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) Miami, FL
B
 01/30/2015 - 07/21/2016 NYLIFE SECURITIES LLC (CRD#:5167) SUNRISE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.