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Detailed Report
JASON ALAN PRESTWOOD
JASON PRESTWOOD
CRD#: 6418517
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1499 S HARBOR CITY BLVD STE 400
MELBOURNE, FL 32901
Registration History
201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (9 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - Present (10 years)
License(s)

State Registrations

B
Arizona 11/1/2023
B
Michigan 6/6/2016
B
California 6/6/2016
B
Mississippi 8/23/2023
B
Colorado 6/6/2016
B
Missouri 5/17/2023
B
Connecticut 9/11/2019
B
New York 6/6/2016
B
District of Columbia 3/16/2021
B
North Carolina 6/7/2016
B
Florida 2/21/2015
B
Oklahoma 7/21/2023
IA
Florida 4/28/2016
B
Pennsylvania 6/6/2016
B
Georgia 7/1/2015
B
South Carolina 8/22/2016
B
Indiana 3/3/2017
B
Texas 6/6/2016
B
Maine 3/14/2024
IA
Texas 6/6/2016
B
Maryland 6/6/2016
B
Virginia 6/6/2016
B
Massachusetts 6/12/2020
B
Wisconsin 5/19/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1499 S HARBOR CITY BLVD STE 400, MELBOURNE, FL 32901
Palm Bay, FL
Registered with this firm since 4/28/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1499 S HARBOR CITY BLVD STE 400, MELBOURNE, FL 32901
Palm Bay, FL
Registered with this firm since 2/21/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.