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Detailed Report
MICHAEL YU SHIEH
MICHAEL SHIEH
CRD#: 6418270
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 2050 MAIN STREET, SUITE 500
IRVINE, CA 92614
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BAXA ADVISORS, LLC (CRD# 6627)2014 - 2015 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2015 - 2015 (<1 year)
License(s)

State Registrations

B
California 11/28/2023
B
Nevada 3/26/2024
IA
California 11/29/2023
B
Utah 11/28/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
2050 MAIN STREET, SUITE 500, IRVINE, CA 92614
Registered with this firm since 11/29/2023
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
2050 MAIN STREET, SUITE 500, IRVINE, CA 92614
Registered with this firm since 11/28/2023
Previous Registration(s)
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IA
 08/16/2018 - 11/29/2023 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) TORRANCE, CA
B
 08/16/2018 - 11/29/2023 CETERA INVESTMENT SERVICES LLC (CRD#:15340) WESTMINSTER, CA
IA
 05/22/2018 - 08/17/2018 SAGEPOINT FINANCIAL, INC. (CRD#:133763) NEWPORT BEACH, CA
B
 04/23/2018 - 08/17/2018 SAGEPOINT FINANCIAL, INC. (CRD#:133763) NEWPORT BEACH, CA
IA
 01/07/2015 - 06/05/2015 AXA ADVISORS, LLC (CRD#:6627) IRVINE, CA
B
 12/11/2014 - 06/05/2015 AXA ADVISORS, LLC (CRD#:6627) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.