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Alexander Kent Rowley
ALEX KENT ROWLEY
CRD#: 6418034
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ICON FINANCIAL SERVICES LLCCRD#: 306816 422 NW 13TH AVE #823
PORTLAND, OR 97209
PORTLAND, OR 97209
0
Disclosures
7
Years of Experience
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State Registrations
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California 2/23/2021
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Texas 2/23/2021
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Oregon 2/18/2020
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Washington 2/23/2021
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Registered with this firm since 2/18/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/23/2015 - 04/17/2017 | CAMAS, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.