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Detailed Report
Daniel Christopher Granda
CRD#: 6417327
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6915 Rochester Rd Ste 400
Troy, MI 48085
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2023 - Present (2 years)BTHE O.N. EQUITY SALES COMPANY (CRD# 2936)2015 - 2018 (3 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2015 - 2015 (<1 year)IAON INVESTMENT MANAGEMENT CO (CRD# 105662)2017 - 2018 (1 year)
License(s)

State Registrations

B
Arizona 6/18/2024
B
Michigan 2/9/2023
B
California 2/28/2024
IA
Michigan 2/9/2023
B
Florida 2/9/2023
B
Mississippi 1/10/2024
IA
Florida 2/10/2023
B
Montana 6/17/2024
B
Illinois 1/30/2025
B
North Carolina 4/25/2024
B
Indiana 6/11/2024
B
Oregon 2/28/2024
B
Iowa 3/15/2024
B
Texas 1/10/2024
B
Kentucky 10/21/2024
IA
Texas 1/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6915 Rochester Rd Ste 400, Troy, MI 48085
Deerfield Beach, FL
Registered with this firm since 2/9/2023
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6915 Rochester Rd Ste 400, Troy, MI 48085
Deerfield Beach, FL
Registered with this firm since 2/9/2023
Previous Registration(s)
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IA
 03/30/2020 - 12/21/2021 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) BOCA RATON, FL
B
 03/27/2020 - 12/21/2021 PRUCO SECURITIES, LLC. (CRD#:5685) BOCA RATON, FL
IA
 08/14/2018 - 10/28/2019 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) STERLING HEIGHTS, MI
B
 08/14/2018 - 10/28/2019 SECURITIES AMERICA, INC. (CRD#:10205) STERLING HEIGHTS, MI
IA
 08/29/2017 - 08/15/2018 ON INVESTMENT MANAGEMENT CO (CRD#:105662) Sterling Height, MI
B
 07/23/2015 - 08/15/2018 THE O.N. EQUITY SALES COMPANY (CRD#:2936) STERLING HEIGHTS, MI
B
 01/10/2015 - 08/04/2015 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) TROY, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.