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ALBERTO NMI OTERO
ALBERTO OTERO
CRD#: 6416028
IA
Investment Adviser
OCEANIS FINANCIAL ADVISORS, INC.CRD#: 307787 40 SW 13TH STREET
SUITE 605
MIAMI, FL 33130
Registration History
201520162017201820192020202120222023202420252026IAOCEANIS FINANCIAL ADVISORS, INC. (CRD# 307787)2020 - Present (4 years)IAOCEANIS FINANCIAL ADVISORS, INC. (CRD# 173581)2015 - 2020 (5 years)
License(s)

State Registrations

IA
Florida 4/9/2020

Current Registration(s)
IA
OCEANIS FINANCIAL ADVISORS, INC. (CRD#:307787)
40 SW 13TH STREET SUITE 605, MIAMI, FL 33130
Registered with this firm since 4/9/2020

Previous Registration(s)
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IA
02/05/2015 - 04/16/2020 OCEANIS FINANCIAL ADVISORS, INC. (CRD#:173581) MIAMI, FL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.