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DAVID ALAN STEINMETZ
CRD#: 6415013
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 12201 SEAL BEACH BLVD
SEAL BEACH, CA 90740-2634
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 12201 SEAL BEACH BLVD
SEAL BEACH, CA 90740-2634
Registration History
2014201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2014 - Present (10 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2016 - 2018 (1 year)
License(s)

State Registrations

B
Arizona 1/5/2015

B
Nevada 1/5/2015

B
California 1/5/2015

B
North Carolina 12/19/2023

IA
California 7/13/2018

B
Tennessee 3/1/2024

B
Colorado 6/8/2023

B
Texas 9/18/2020

B
Florida 6/4/2021

IA
Texas 9/28/2020

B
Idaho 9/9/2022

B
Utah 12/12/2024

B
Illinois 3/1/2024

B
Washington 8/8/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
12201 SEAL BEACH BLVD, SEAL BEACH, CA 90740-2634
LAKE FOREST, CA
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
12201 SEAL BEACH BLVD, SEAL BEACH, CA 90740-2634
LAKE FOREST, CA
Registered with this firm since 12/8/2014

Previous Registration(s)
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IA
10/10/2016 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) SEAL BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.