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Juan T Acosta
JUAN T ACOSTA, JUAN TADEO ACOSTA JR
CRD#: 6413737
IA
B
MORGAN STANLEYCRD#: 149777 1020 10th Street
2nd Floor
Modesto, CA 95354
2nd Floor
Modesto, CA 95354
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Alaska 8/23/2021
B
Montana 11/17/2023
B
Arizona 8/23/2021
B
Nevada 8/23/2021
B
Arkansas 8/23/2021
B
New Mexico 8/23/2021
B
California 8/29/2019
B
New York 5/20/2024
IA
California 10/28/2019
B
North Carolina 9/28/2021
B
Colorado 8/23/2021
B
Ohio 8/10/2022
B
Connecticut 8/23/2021
B
Oregon 8/23/2021
B
Florida 8/23/2021
B
Pennsylvania 1/11/2022
B
Georgia 8/17/2022
B
South Carolina 1/11/2022
B
Idaho 8/23/2021
B
Tennessee 8/23/2021
B
Indiana 8/23/2021
B
Texas 8/23/2021
B
Maryland 8/23/2021
IA
Texas 8/26/2021
B
Massachusetts 1/11/2022
B
Utah 8/23/2021
B
Michigan 8/23/2021
B
Virginia 4/1/2022
B
Minnesota 3/14/2022
B
Washington 8/23/2021
B
Missouri 8/23/2021
B
Wyoming 3/8/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/28/2019
B
Registered with this firm since 8/29/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/06/2015 - 08/21/2019 | TURLOCK, CA | |
B | 01/27/2015 - 03/05/2015 | CHANDLER, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.