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DOUGLAS LEO CHILTON
DOUGLAS L CHILTON, Doug Leo Chilton, Douglas Chilton
CRD#: 6413068
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 975 PATTON AVE
ASHEVILLE, NC 28806
ASHEVILLE, NC 28806
0
Disclosures
9
Years of Experience
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State Registrations
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Alabama 10/20/2020
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Nevada 10/20/2020
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Alaska 10/20/2020
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New Hampshire 10/20/2020
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Arizona 10/20/2020
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New Jersey 10/20/2020
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Arkansas 10/20/2020
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New Mexico 10/20/2020
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California 10/20/2020
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New York 10/20/2020
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Colorado 10/20/2020
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North Carolina 11/1/2019
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Connecticut 10/20/2020
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North Carolina 11/1/2019
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Delaware 10/20/2020
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North Dakota 10/20/2020
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District of Columbia 10/20/2020
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Ohio 10/20/2020
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Florida 11/1/2019
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Oklahoma 10/20/2020
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Georgia 11/1/2019
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Oregon 10/20/2020
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Hawaii 10/20/2020
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Pennsylvania 10/20/2020
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Idaho 10/20/2020
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Puerto Rico 10/20/2020
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Illinois 10/20/2020
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Rhode Island 10/20/2020
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Indiana 10/20/2020
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South Carolina 11/1/2019
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Iowa 10/20/2020
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South Dakota 10/20/2020
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Kansas 10/20/2020
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Tennessee 11/1/2019
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Kentucky 11/1/2019
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Texas 11/1/2019
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Louisiana 10/20/2020
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Texas 11/1/2019
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Maine 10/20/2020
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Utah 10/20/2020
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Maryland 10/20/2020
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Vermont 10/20/2020
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Massachusetts 10/20/2020
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Virgin Islands 10/20/2020
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Michigan 10/20/2020
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Virginia 11/1/2019
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Minnesota 10/20/2020
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Washington 10/20/2020
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Mississippi 10/20/2020
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West Virginia 10/20/2020
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Missouri 10/20/2020
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Wisconsin 10/20/2020
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Montana 10/20/2020
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Wyoming 10/20/2020
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Nebraska 10/20/2020
SRO Registrations
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Registered with this firm since 11/1/2019
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Registered with this firm since 11/1/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/30/2016 - 11/01/2019 | BREVARD, NC | |
B | 08/08/2016 - 11/01/2019 | BREVARD, NC | |
B | 12/08/2014 - 08/07/2015 | LEXINGTON, KY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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