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Detailed Report
KATHRYN TAYLOR
CRD#: 6413063
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 800 POST ROAD
2ND FLOOR
DARIEN, CT 06820
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)BWESTPORT RESOURCES INVESTMENT ... (CRD# 24535)2014 - 2016 (1 year)
License(s)

State Registrations

B
Connecticut 5/16/2016
IA
Connecticut 5/16/2016

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
800 POST ROAD 2ND FLOOR, DARIEN, CT 06820
Registered with this firm since 5/16/2016
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
800 POST ROAD 2ND FLOOR, DARIEN, CT 06820
Registered with this firm since 4/26/2016
Previous Registration(s)
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B
 11/14/2014 - 05/13/2016 WESTPORT RESOURCES INVESTMENT SERVICES, INC. (CRD#:24535) FT. WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.