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Thuy-Khanh Tran
LYNN TRAN, THUY-KHANH N TRAN, THUY-KHANH NGOC TRAN, THUY-KHANH TRAN, THUYKHANH TRAN
CRD#: 6412441
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 39395 PASEO PADRE PKWY
FREMONT, CA 94538
Registration History
2014201520162017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (10 years)
License(s)

State Registrations

B
California 1/6/2015

B
Texas 4/16/2024

IA
California 12/19/2018

IA
Texas 4/25/2024

B
Florida 5/10/2024

B
Washington 10/17/2019

B
Georgia 11/4/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
39395 PASEO PADRE PKWY, FREMONT, CA 94538
Registered with this firm since 12/19/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
39395 PASEO PADRE PKWY, FREMONT, CA 94538
Registered with this firm since 12/22/2014

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.