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Monica Kotsores
MONICA BABBIE
CRD#: 6412171
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
DIVISION - CENTRAL
CHICAGO, IL 60606
Registration History
2014201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 6/1/2015

B
Missouri 6/1/2015

B
Alaska 6/1/2015

B
Montana 6/1/2015

B
Arizona 6/1/2015

B
Nebraska 6/1/2015

B
Arkansas 6/1/2015

B
Nevada 6/1/2015

B
California 6/1/2015

B
New Hampshire 6/1/2015

B
Colorado 6/1/2015

B
New Jersey 6/1/2015

B
Connecticut 6/1/2015

B
New Mexico 6/1/2015

B
Delaware 6/1/2015

B
New York 6/1/2015

B
District of Columbia 6/1/2015

B
North Carolina 6/2/2015

B
Florida 6/1/2015

B
North Dakota 6/1/2015

B
Georgia 6/1/2015

B
Ohio 6/2/2015

B
Hawaii 6/1/2015

B
Oklahoma 6/1/2015

B
Idaho 6/1/2015

B
Oregon 6/1/2015

B
Illinois 6/1/2015

B
Pennsylvania 6/1/2015

IA
Illinois 9/11/2015

B
Puerto Rico 6/1/2015

B
Indiana 6/1/2015

B
Rhode Island 6/1/2015

IA
Indiana 9/5/2019

B
South Carolina 6/1/2015

B
Iowa 6/1/2015

B
South Dakota 6/1/2015

IA
Iowa 3/15/2017

B
Tennessee 6/1/2015

B
Kansas 6/1/2015

B
Texas 6/1/2015

B
Kentucky 6/1/2015

IA
Texas 6/17/2015

B
Louisiana 6/1/2015

B
Utah 6/1/2015

B
Maine 6/1/2015

B
Vermont 6/1/2015

B
Maryland 6/1/2015

B
Virgin Islands 6/1/2015

B
Massachusetts 6/1/2015

B
Virginia 6/1/2015

B
Michigan 2/9/2015

B
Washington 6/1/2015

IA
Michigan 2/12/2015

B
West Virginia 6/1/2015

B
Minnesota 6/1/2015

B
Wisconsin 6/1/2015

B
Mississippi 6/1/2015

B
Wyoming 6/1/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR DIVISION - CENTRAL, CHICAGO, IL 60606
Hickory Hills, IL
Registered with this firm since 2/12/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR DIVISION - CENTRAL, CHICAGO, IL 60606
Hickory Hills, IL
Registered with this firm since 12/9/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.