Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Bryan Smith
BRYAN MICHAEL SMITH
CRD#: 6411688
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7 Medway Rd
Milford, MA 01757
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - Present (4 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2015 - 2020 (4 years)BNYLIFE SECURITIES LLC (CRD# 5167)2015 - 2015 (<1 year)IACITIZENS INVESTMENT SERVICES (CRD# 39550)2018 - 2020 (2 years)
License(s)

State Registrations

B
Connecticut 12/5/2022
B
Nevada 6/1/2022
B
Florida 12/24/2021
B
New Hampshire 1/11/2021
B
Georgia 6/27/2023
B
Rhode Island 1/11/2021
B
Illinois 5/9/2023
IA
Rhode Island 1/11/2021
B
Massachusetts 1/11/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7 Medway Rd, Milford, MA 01757
Registered with this firm since 1/11/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7 Medway Rd, Milford, MA 01757
Registered with this firm since 1/11/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/05/2018 - 11/30/2020 CITIZENS INVESTMENT SERVICES (CRD#:39550) NEWTONVILLE, MA
B
 12/15/2015 - 11/30/2020 CITIZENS SECURITIES, INC. (CRD#:39550) NEWTONVILLE, MA
B
 05/07/2015 - 12/07/2015 NYLIFE SECURITIES LLC (CRD#:5167) JOHNSTON, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.