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Detailed Report
Martin John Ercoline III
MARTIN JOHN ERCOLINE
CRD#: 6411055
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7047 E GREENWAY PKWY. STE 350
SCOTTSDALE, AZ 85254
CETERA ADVISOR NETWORKS LLCCRD#: 13572 7373 N SCOTTSDALE RD STE A250
SCOTTSDALE, AZ 85253
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - Present (3 years)BEDWARD JONES (CRD# 250)2014 - 2019 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - 2023 (1 year)IAEDWARD JONES (CRD# 250)2015 - 2019 (4 years)
License(s)

State Registrations

B
Arizona 4/20/2022
B
Missouri 4/20/2022
IA
Arizona 6/29/2023
B
North Carolina 4/20/2022
B
California 4/20/2022
B
Oregon 4/20/2022
B
Florida 4/21/2022
B
South Carolina 3/11/2025
B
Georgia 4/20/2022
B
Texas 12/21/2022
B
Illinois 4/20/2022
IA
Texas 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7047 E GREENWAY PKWY. STE 350, SCOTTSDALE, AZ 85254
1206 E WARNER RD STE 210, GILBERT, AZ 85296
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
7373 N SCOTTSDALE RD STE A250, SCOTTSDALE, AZ 85253
1206 E WARNER RD STE 210, GILBERT, AZ 85296
Registered with this firm since 4/20/2022
Previous Registration(s)
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IA
 04/20/2022 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 02/15/2019 - 04/20/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) SCOTTSDALE, AZ
B
 02/15/2019 - 04/20/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) SCOTTSDALE, AZ
IA
 01/15/2015 - 02/21/2019 EDWARD JONES (CRD#:250) GILBERT, AZ
B
 12/16/2014 - 02/21/2019 EDWARD JONES (CRD#:250) GILBERT, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.