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Detailed Report
JAIRO SOTOMAYOR
JAY SOTOMAYOR
CRD#: 6410028
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1624 CAPE CORAL PKWY W
CAPE CORAL, FL 33914
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2014 - 2017 (2 years)
License(s)

State Registrations

B
California 11/19/2024
B
New York 11/19/2024
B
Colorado 12/19/2024
B
Ohio 12/26/2024
B
Delaware 12/19/2024
B
Tennessee 9/11/2024
B
Florida 5/22/2024
B
Texas 5/22/2024
IA
Florida 5/28/2024
IA
Texas 5/22/2024
B
Louisiana 10/25/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1624 CAPE CORAL PKWY W, CAPE CORAL, FL 33914
1119 Cape Coral Pkwy E, Cape Coral, FL 33904
Registered with this firm since 5/22/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1624 CAPE CORAL PKWY W, CAPE CORAL, FL 33914
1119 Cape Coral Pkwy E, Cape Coral, FL 33904
Registered with this firm since 5/22/2024
Previous Registration(s)
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IA
 10/10/2017 - 05/28/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CAPE CORAL, FL
B
 07/25/2017 - 05/28/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CAPE CORAL, FL
B
 10/22/2014 - 05/26/2017 FIFTH THIRD SECURITIES, INC. (CRD#:628) CAPE CORAL, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.