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Detailed Report
MICHAEL GORDON KNUTSON
CRD#: 6409960
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 W233 N2080 Ridgeview Pkw
Suite 202
WAUKESHA, WI 53188
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (7 years)BB. C. ZIEGLER AND COMPANY (CRD# 61)2014 - 2018 (3 years)IAB. C. ZIEGLER AND COMPANY (CRD# 61)2015 - 2018 (3 years)
License(s)

State Registrations

B
Arizona 5/17/2022
B
New York 1/28/2021
B
California 3/16/2018
B
Ohio 3/16/2018
B
Colorado 6/5/2023
B
Oklahoma 10/31/2024
B
Florida 3/16/2018
B
Oregon 3/16/2018
B
Georgia 2/14/2019
B
Pennsylvania 3/16/2018
B
Illinois 3/16/2018
B
South Carolina 5/8/2019
B
Indiana 3/16/2018
B
Tennessee 7/20/2018
B
Iowa 3/16/2018
B
Texas 3/16/2018
B
Maryland 5/20/2022
IA
Texas 2/20/2020
B
Michigan 3/16/2018
B
Utah 11/4/2021
B
Minnesota 3/16/2018
B
Virginia 3/16/2018
B
Missouri 8/4/2022
B
Washington 3/16/2018
B
Montana 3/16/2018
B
Wisconsin 3/16/2018
B
Nevada 3/16/2018
IA
Wisconsin 3/16/2018

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
W233 N2080 Ridgeview Pkw Suite 202, WAUKESHA, WI 53188
Registered with this firm since 3/16/2018
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
W233 N2080 Ridgeview Pkw Suite 202, WAUKESHA, WI 53188
Registered with this firm since 3/16/2018
Previous Registration(s)
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IA
 02/06/2015 - 03/16/2018 B. C. ZIEGLER AND COMPANY (CRD#:61) WAUKESHA, WI
B
 10/24/2014 - 03/16/2018 B. C. ZIEGLER AND COMPANY (CRD#:61) WAUKESHA, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.