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Ross Garrett Allen
ROSS ALLEN, n/a n/a
CRD#: 6407186
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 LELAND, NC
Registration History
2014201520162017201820192020202120222023202420252 FIRMS2018 - 2021 (3 years)2 FIRMS2023 - Present (1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2021 - 2023 (1 year)IALAWRENCE FINANCIAL PLANNING, LLC (CRD# 127486)2014 - 2017 (2 years)
License(s)

State Registrations

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North Carolina 6/13/2023

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South Carolina 6/13/2023

IA
North Carolina 6/13/2023

IA
South Carolina 6/13/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
LELAND, NC
Registered with this firm since 6/13/2023

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LPL FINANCIAL LLC (CRD#:6413)
LELAND, NC
Registered with this firm since 6/13/2023

Previous Registration(s)
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IA
10/15/2021 - 05/16/2023 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Wilmington, NC
IA
05/23/2018 - 08/12/2021 CREDIT UNION INVESTMENT SERVICES (CRD#:144871) Greenville, NC
B
04/11/2018 - 08/12/2021 SECU BROKERAGE SERVICES (CRD#:19899) GREENVILLE, NC
IA
11/03/2014 - 03/06/2017 LAWRENCE FINANCIAL PLANNING, LLC (CRD#:127486) TAMPA, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.