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VICTOR MANUEL FERMIN
VICTOR M FERMIN
CRD#: 6406885
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1313 JOHNSON FERRY RD NE
[Merchants Walk]
MARIETTA, GA 30068
[Merchants Walk]
MARIETTA, GA 30068
0
Disclosures
9
Years of Experience
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State Registrations
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Georgia 10/17/2022
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North Carolina 11/14/2024
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Georgia 12/16/2022
SRO Registrations
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Registered with this firm since 12/16/2022
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Registered with this firm since 10/17/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/17/2014 - 06/03/2021 | MARIETTA, GA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.