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DEAN GERALD ALVES
CRD#: 6406692
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2817 Crow Canyon Rd Ste 206A
San Ramon, CA 94583
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)BFIRST INVESTORS CORPORATION (CRD# 305)2014 - 2015 (<1 year)IAHERRMANN & COOKE WEALTH MANAGEMENT (CRD# 110722)2015 - 2016 (<1 year)
License(s)

State Registrations

B
Alaska 1/6/2025

B
Massachusetts 6/8/2022

B
Arizona 6/8/2022

B
Montana 6/8/2022

B
California 9/26/2016

B
Nevada 6/8/2022

IA
California 9/26/2016

B
New York 1/2/2025

B
Colorado 6/8/2022

B
North Carolina 6/8/2022

B
District of Columbia 1/6/2025

B
Oregon 6/8/2022

B
Georgia 1/6/2025

B
Texas 6/8/2022

B
Hawaii 6/8/2022

IA
Texas 6/9/2022

B
Idaho 6/8/2022

B
Utah 6/8/2022

B
Illinois 6/8/2022

B
Virginia 6/8/2022

B
Iowa 1/6/2025

B
Washington 6/8/2022

B
Kentucky 6/8/2022

B
Wisconsin 1/14/2025

B
Maryland 1/2/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2817 Crow Canyon Rd Ste 206A, San Ramon, CA 94583
Alamo, CA
Registered with this firm since 9/26/2016

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2817 Crow Canyon Rd Ste 206A, San Ramon, CA 94583
Alamo, CA
Registered with this firm since 9/26/2016

Previous Registration(s)
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IA
11/17/2015 - 03/28/2016 HERRMANN & COOKE WEALTH MANAGEMENT (CRD#:110722) Danville, CA
B
11/12/2014 - 06/19/2015 FIRST INVESTORS CORPORATION (CRD#:305) WALNUT CREEK, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.