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CARLY FRIEDE JAFFEE
CARLY FAFFEE, CARLY JAFFEE
CRD#: 6405493
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 FRASER, CO
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 FRASER, CO
Registration History
201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (9 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Colorado 3/9/2015

B
New Hampshire 1/4/2025

IA
Colorado 7/13/2018

B
North Carolina 1/4/2025

B
Florida 1/4/2025

B
Rhode Island 1/4/2025

B
Kentucky 1/4/2025

B
Texas 1/4/2025

B
Massachusetts 1/4/2025

B
Utah 1/4/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
FRASER, CO
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
FRASER, CO
Registered with this firm since 3/9/2015

Previous Registration(s)
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IA
11/15/2017 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) GREENWOOD VILLAGE, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.