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BABITA VIJAY SAMTANI
POOJA SAMTANI
CRD#: 6404483
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2010 GOLD FIELD DR
RANCHO CORDOVA, CA 95670
Registration History
2014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - Present (10 years)
License(s)

State Registrations

B
California 1/23/2015

IA
California 4/6/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2010 GOLD FIELD DR, RANCHO CORDOVA, CA 95670
Registered with this firm since 4/6/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2010 GOLD FIELD DR, RANCHO CORDOVA, CA 95670
Registered with this firm since 11/18/2014

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B
Broker
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Investment Adviser
Disclosures
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