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CLAUDIA ELIZABETH DE LA ROSA
CLAUDIA ELIZABETH DELAROSA
CRD#: 6403779
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 123 W. Mills Ave
Suite 200
El Paso, TX 79901
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)IAOSAIC ADVISORY SERVICES, LLC (CRD# 171070)2020 - Present (4 years)BTRIAD ADVISORS LLC (CRD# 25803)2019 - 2024 (5 years)BM HOLDINGS SECURITIES, INC. (CRD# 43285)2016 - 2019 (3 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2014 - 2016 (1 year)
License(s)

State Registrations

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Arizona 8/23/2024

B
New Jersey 8/23/2024

B
California 8/23/2024

B
New Mexico 8/23/2024

B
Florida 8/23/2024

IA
Texas 12/2/2020

B
Idaho 8/23/2024

B
Texas 8/23/2024

B
Illinois 8/23/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
123 W. Mills Ave Suite 200, El Paso, TX 79901
Registered with this firm since 9/17/2024

IA
OSAIC ADVISORY SERVICES, LLC (CRD#:171070)
2300 WINDY RIDGE PARKWAY SUITE 750, ATLANTA, GA 30339
123 W. Mills Ave. Ste 200, El Paso, TX 79901
Registered with this firm since 12/2/2020

B
OSAIC WEALTH, INC. (CRD#:23131)
123 W. Mills Ave Suite 200, El Paso, TX 79901
Registered with this firm since 8/23/2024

Previous Registration(s)
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08/30/2019 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) El Paso, TX
B
08/18/2016 - 08/30/2019 M HOLDINGS SECURITIES, INC. (CRD#:43285) El Paso, TX
B
10/14/2014 - 08/30/2016 PRINCIPAL SECURITIES, INC. (CRD#:1137) EL PASO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.