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Maggie Albarati
MAGGIE ALBARATI, MARGARITA ALBARATI, Maggie t Albarati, MAGGIE LOPEZ, MARGARITA LOPEZ
CRD#: 6403759
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 341 COOL SPRINGS BLVD
FRANKLIN, TN 37067
FRANKLIN, TN 37067
0
Disclosures
10
Years of Experience
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State Registrations
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Alabama 5/17/2022
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Nebraska 5/14/2024
B
Alaska 5/14/2024
B
Nevada 5/14/2024
B
Arizona 5/17/2022
B
New Hampshire 5/17/2022
B
Arkansas 5/17/2022
B
New Jersey 5/17/2022
B
California 5/17/2022
B
New York 5/17/2022
B
Colorado 5/17/2022
B
North Carolina 5/17/2022
B
Connecticut 5/17/2022
B
North Dakota 5/14/2024
B
District of Columbia 5/17/2022
B
Ohio 5/14/2024
B
Florida 5/17/2022
B
Oklahoma 5/17/2022
B
Georgia 5/17/2022
B
Oregon 5/1/2024
B
Hawaii 5/14/2024
B
Pennsylvania 5/17/2022
B
Idaho 5/14/2024
B
South Carolina 5/17/2022
B
Illinois 5/14/2024
B
South Dakota 5/14/2024
B
Indiana 5/17/2022
B
Tennessee 8/31/2021
B
Iowa 5/14/2024
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Tennessee 9/2/2021
B
Kentucky 5/17/2022
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Texas 5/17/2022
B
Louisiana 5/17/2022
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Texas 5/18/2022
B
Maryland 5/14/2024
B
Utah 5/17/2022
B
Massachusetts 5/17/2022
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Virginia 5/17/2022
B
Michigan 5/14/2024
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Washington 5/17/2022
B
Minnesota 5/14/2024
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West Virginia 5/14/2024
B
Mississippi 5/17/2022
B
Wisconsin 5/14/2024
B
Missouri 5/17/2022
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Wyoming 5/14/2024
B
Montana 5/17/2022
SRO Registrations
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IA
Registered with this firm since 9/2/2021
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Registered with this firm since 8/31/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/18/2014 - 06/08/2021 | FRANKLIN, TN | |
B | 11/17/2014 - 06/08/2021 | FRANKLIN, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.