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Detailed Report
THOMAS OLIVER STRANGE IV
THOMAS OLIVER STRANGE, TJ STRANGE
CRD#: 6403744
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 100 S COLLEGE AVE
BLOOMINGTON, IN 47404
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2015 - 2018 (3 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - 2018 (2 years)
License(s)

State Registrations

B
Arizona 5/20/2019
B
Missouri 5/20/2019
B
California 9/12/2018
B
New Mexico 9/12/2018
B
Colorado 9/12/2018
B
New York 5/20/2019
B
Connecticut 11/21/2018
B
North Carolina 8/22/2018
B
Florida 9/12/2018
B
Ohio 9/12/2018
B
Georgia 8/23/2021
B
Oregon 5/20/2019
B
Hawaii 5/20/2019
B
Pennsylvania 9/12/2018
B
Illinois 9/12/2018
B
South Carolina 5/20/2019
B
Indiana 8/22/2018
B
Tennessee 12/7/2023
IA
Indiana 8/22/2018
B
Texas 8/22/2018
B
Kansas 3/5/2024
IA
Texas 8/22/2018
B
Kentucky 9/12/2018
B
Virginia 9/12/2018
B
Maryland 3/9/2021
B
Washington 5/20/2019
B
Massachusetts 8/15/2019
B
Wisconsin 12/22/2021
B
Michigan 6/26/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 S COLLEGE AVE, BLOOMINGTON, IN 47404
1602 I STREET, BEDFORD, IN 47421
Registered with this firm since 8/22/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 S COLLEGE AVE, BLOOMINGTON, IN 47404
1602 I STREET, BEDFORD, IN 47421
Registered with this firm since 8/22/2018
Previous Registration(s)
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IA
 06/21/2016 - 07/11/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) CHAPEL HILL, NC
B
 03/12/2015 - 07/11/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) CHAPEL HILL, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.